Aml Compliance Officer - Frankfurt am Main, Deutschland - Saxton Leigh
Beschreibung
THE COMPANY:
Our client is multinational Corporate and Retail Banking company. They are looking for an AML Compliance Officer to join their team in Frankfurt.
THE RESPONSIBILITIES:
- Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti
- Money Laundering legislation and fraud prevention, compliance monitoring and assist with ensuring the Bank conducts its activities in accordance with regulatory requirements
- Remain uptodate with regulatory and legislative developments
- Carry out SAR evaluations acting as a central point of contact for all SARs disclosures and for communication with relevant authorities including NCA
- Review and conduct investigation on AML\KYC alerts generated from the Bank's transaction monitoring and name screening systems
- Assist the MD back office in AML and compliance related areas
- Resolution of KYC referrals and provide guidance to the business units
- Assist with Compliance Monitoring Reviews including completion of field work, identification of findings and report writing
- Respond to enquiries from law enforcement agencies and regulators and provide full cooperation with enforcement with law enforcement authorities as necessary
- Assist with the preparation and implementation of polices and processes to help mitigate financial crime risks and maintain compliance
- Assist in the development and delivery of financial crime training
- To undertake projects and assignments from timetotime as directed by management
- Preparation and execution of the MaRisk compliance process and guidelines.
- Interact with external and internal auditors and with German supervisory authorities on regulatory and AML matters
- Prepare gap analysis of new and changed local AML and compliance regulations and report regulatory risks to the local and global management Act as a back up to the MLRO and Regulatory compliance officer in their day to day matters on the AML/KYC/Regulatory compliance aspects.
- Register with the German regulator as a Deputy MLRO as and when required by the management of the Germany Branch.
EXPERIENCE REQUIRED:
- 5+ years' experience working in banking industry in Germany preferably
- Working knowledge and fluency in German language is essential
- Good awareness of compliance related laws, rules and regulatory issues and announcements
- Good understanding of Anti-Money laundering rules
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