Senior Executive - Ebene, Deutschland - LRI Invest

LRI Invest

Geprüftes Unternehmen

Ebene, Deutschland

vor 4 Wochen

Geschrieben von:

Lena Wagner

beBee Recruiter

Beschreibung

Senior Associate - Compliance

Role Location:
Mauritius

Employment Type:
Permanent

As a Compliance Senior Associate, you will be responsible for:

Sending the initial KYC requirements list to clients, collate KYC documentation and review all KYC documents for prospective clients/ investors and to determine and request additional/missing documentation in terms of the AML/CFT Legislation
Liaising with clients for any additional documentation or clarification required
Review of KYC checklists
To conduct file reviews and request additional supporting documents as required by AML/CFT legislation
To conduct assurance testing and review draft report to compliance officer
To review Administrator Compliance Reports to demonstrate compliance with licensing conditions
Risk rating of clients and investors on internal software for AML risk profiling
To conduct risk assessment on all prospective and existing clients
Sign off (Second Review) on Investor KYC onboarding as part of FSC's requirement
Assist in any other ad hoc Client KYC / Due Diligence / Compliance related tasks and processes as requested by the Head of Department
Provision or review of documents to be provided to Independent AML Audit Support
Coordinating FATCA/CRS Reporting
Coordinating and supplying of audit evidence to Internal Audit Team
Coordinating Quarterly IMF surveys
Completion of Regulatory surveys (annual AMLQ) and submission on portal

years of working experience in Anti-Money Laundering matters

Welldeveloped & uptodate knowledge of AML/CFT
Knowledge of Ms Excel
Excellent soft and interpersonal skill sets
Attention to details, and ability to be multitasked
Possess personal qualities of integrity, good communication skills, discretion, tact attention to detail, strong written skills
Light supervision
Ability to work under pressure and deliver within agreed timelines
Ability to deal with sensitive and confidential matters
Ability to interact internally with the various teams