Director, Fcc Germany - Frankfurt am Main, Deutschland - Standard Chartered

Standard Chartered
Standard Chartered
Geprüftes Unternehmen
Frankfurt am Main, Deutschland

vor 2 Wochen

Lena Wagner

Geschrieben von:

Lena Wagner

beBee Recruiter
Beschreibung

Job:
Compliance


Primary Location:
Europe & Americas-Germany-Frankfurt


Schedule:
Full-time


Employee Status:
Permanent


Posting Date: 18/Apr/2023, 2:24:38 AM


Unposting Date:
Ongoing


The Role Responsibilities

Job Summary


The role includes the responsibility of the Deputy MLRO ("Stellvertretender Geldwäschebeauftragte(r)") of Standard Chartered Bank AG ("SCB AG") and its branches.

It also includes acting as a deputy for "Zentrale Stelle" (Central office) in the meaning of - 25h KWG.

The Deputy MLRO is responsible for Risk Management and Controls. This includes in particular
- policies, standards and desk operating instructions related the FCC programme of SCB AG
- process design concerning FCC programme
- design and maintenance of the FCC Control Programme
- support of the local regulatory risk assessment

  • Responsibility for the training programme of SCB AG
  • Acting as Country Lead for Anti-Bribery and Anti-Corruption

Strategy

  • Support the implementation of the vision, strategy, direction and leadership for FCC Germany, consistent with the vision and strategy for FCC and in support of the Group's strategic direction and growth aspirations.

Business

  • Act as delegate for the MLRO in her absence and as point of contact for regulators and law enforcement.
  • Analyse comprehensive impact of financial crime related regulatory matters on the relevant business area and its operations.
  • Support communication of key changes (to laws, rules, regulations) in region/Germany, in coordination with group communications.
  • Support resolution of competing requirements between regulations, for example between AML regulations and data privacy / bank secrecy or information security regulations.
  • Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends.

Processes

  • Support provision of governance and oversight over the implementation of all FCCrelated policies and procedures in Germany to ensure compliance with such policies and procedures.
  • Manage and / or resolve alerts / cases / SARs.
  • Assist in preparation and provision of training.
  • Support completion of the local FCC Risk Assessment (GRA), Product Risk Assessment and Obligations register.
  • Provide advice to relevant stakeholders on compliance with Group standards and local regulations relating to AML / Sanctions / ABC.

People and Talent

  • Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
  • Stimulate an environment where forward planning, prioritization, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm.
  • Provide guidance and support to other team members.

Risk Management

  • Understand technical aspects of systems relevant to Customer Due Diligence (CDD), Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management, ABC.
  • Make recommendations (and / or implement) to relevant stakeholders on possible risk management responses to identified risks and / or findings of concerns from investigations.
  • Assess risks arising from products / segments / geographies / customers / transactions in Transaction surveillance cases.
  • Inform senior management and relevant regulators of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and / or activities are ceased.
  • Identify financial crime risk indicators through various internal/external sources that impact SCB and its clients.
  • Conduct a root cause analysis on the control / other failures to ensure lessons are learned across the bank.
  • Provide intelligence inputs to support calibration of bank's Risk Methodologies (including aggregate client risk, product risk and country risk assessments).
  • Support delivery of annual Global AML, ABC and Sanctions Risk Assessments.
  • Work on local FCC obligation register.
  • Anticipate horizon risks in the area of financial crime that may have a significant impact on the Group and develop effective strategies to mitigate such horizon risks.
  • Monitoring of compliance with German AML, Sanctions and other financial crime laws, rules and regulations including by implementing own riskbased monitoring activities.

Governance

  • Awareness and understanding of the regulatory framework in which the firm operates, and the regulatory requirements and expectations relevant to the role.
  • Deliver 'effective governance'; challenge fellow executives effectively; and work with any local regulators in an open and cooperative manner.
  • Provide skilled resources to support project / programme delivery.
  • Manage and protect business as usual (BAU) capability during change programmes, as well as during the execution and delivery of the Remediation initiatives through project phase and in
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