Working Student, Fcc Tm - Frankfurt am Main, Deutschland - Standard Chartered

Standard Chartered
Standard Chartered
Geprüftes Unternehmen
Frankfurt am Main, Deutschland

vor 2 Wochen

Lena Wagner

Geschrieben von:

Lena Wagner

beBee Recruiter
Beschreibung

Job:
Compliance


Primary Location:
Europe & Americas-Germany-Frankfurt


Schedule:
Full-time


Employee Status:
Fixed Term


Posting Date: 24/Feb/2023, 4:00:50 AM


Unposting Date:
Ongoing


The Role Responsibilities

  • The purpose of this role is to support the FCC TM team on transaction monitoring investigation, administrative tasks, and record keeping in relation to transaction monitoring alerts that are escalated to SCB AG by FCSO. The role also includes process improvements, development and learning as well as quality assurance activities.

Processes

  • Periodic review of record keeping trackers for accuracy
  • Reconcile feedback from TM for FCSO
  • Support TM on review of transaction monitoring alerts/cases
  • Support analysing cases for potential suspicious activity in relation to Money Laundering and Terrorist Financing following agreed guidelines and procedures
  • Investigating customer transactions using a variety of tools including systems, internet searches, proprietary and thirdparty databases
  • Engaging with relevant stakeholders including frontoffice relationship managers
  • Escalating suspicious activities to the Financial Crime Compliance Investigators
  • Continuous contribution towards process improvements through:
  • Challenging current practices and procedures and identifying opportunities for efficiencies
  • Identification of weaknesses in current processes and developing and implementing effective solutions
  • Identifying opportunities for automating processes

People and Talent

  • Promote and embed a culture of openness, trust, and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm

Risk Management

  • Analyse significant financial crime risk events (e.g. noncompliant transactions, production orders) to ensure that all connected parties, particularly crossborder are identified and reported at the appropriate levels internally across all relevant jurisdictions.

Governance

  • In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased.
  • Support all control checks undertaken by FCC under the Operational Risk Framework (ORF).

Regulatory and Business Conduct

  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Lead the FCC TM team to achieve the outcomes set out in the Bank's Conduct Principles
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association (or equivalent)

Key stakeholders

  • Head FCC Germany
  • FCSO

Other Responsibilities

  • Embed Here for good and Group's brand and values in Germany.
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
  • Support the CH FCC/ Country Money Laundering Compliance Officer
  • Studying for Bachelor's or Master's degree in business related field.
  • Knowledge and / or experience relating to Banking products/industry.
  • Experience in AML would be a strong advantage.
  • Certifications and training in data analytics and /or coding would be a strong advantage.

Role Specific Competencies

  • Data Science
  • Internal Controls
  • Data Gathering and Reporting
  • Risk Management

About Standard Chartered
We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other.

We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before.

If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you.

You can count on us to celebrate your unique talents. And we can't wait to see the talents you can bring us.


Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours.

When you work with us, you'll see how we value difference and advocate inclusion.


Together we:
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Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
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Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
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Be better together, we can be ourselves, be inclusive, see more good in others, and wo
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