- utilize a variety of internal and external systems and databases in order to complete investigations;
- liaise with all other departments, when needed and if it is appropriate, in order to ensure a thorough investigation is completed;
- present a summary and proposed conclusion to management in a timely and clear manner, including proposals to implement appropriate steps to monitor if necessary; and
- report suspicious activities to regulators.
- Fluent German speaking
- 1+ year experience in financial services, preferably with either a trading, compliance, trade surveillance, or regulatory background.
- knowledge of market abuse regulation, money laundering typologies, securities trading, anti-bribery and corruption legislation and regulation.
- Good knowledge of financial markets and products, preferably fixed income products.
- Excellent written and verbal communication skills, including presentation skills.
- Proactive, self-motivated, assertive and well organized.
- Takes ownership of tasks, progresses them independently, and escalates to senior stakeholders when required.
- Strong analytical, technical and problem-solving skills, with the ability to exercise sound and balanced judgment.
- Ability to learn and navigate technical firm systems used for reviews, and educate other team members on functionality.
- Ability to handle multiple tasks simultaneously and work to tight deadlines, balancing short-term and long-term queries and projects.
- Ability to build relationships with stakeholders of various seniority and across different roles.
- Ability to work independently and yet remain a strong team player.
- Languages an advantage
- Ability to enrich and thrive in an international, diverse and inclusive environment. ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.
-
Associate (M/w/d) Aml & Kyc
vor 4 Tagen
Prime Capital AG Frankfurt am Main, Deutschland**HERAUSFORDERUNGEN**: · - Unterstützung bei der Durchführung der gruppenweiten Gefährdungsanalyse sowie KYC-Überprüfungen von Neu · - und Bestandskunden · - Umsetzung von aufsichtsrechtlichen und geldwäscherelevanten Anforderungen in Deutschland und Luxemburg · - Entwicklung und ...
-
Compliance Analyst AML
vor 4 Tagen
Page Personnel Frankfurt am Main, DeutschlandTeamgeist und Kollegialität prägen das Arbeitsklima|Schneller Einstieg · Unser Kunde ist eine renommierte internationale Bank mit Sitz in Frankfurt am Main. Als führender Akteur im Finanzsektor legt das Unternehmen großen Wert auf die Einhaltung von Anti-Geldwäsche (AML) Richtlin ...
-
Compliance Analyst AML
vor 4 Tagen
Page Personnel Frankfurt am Main, Deutschland GanztagsIntro · Teamgeist und Kollegialität prägen das Arbeitsklima|Schneller Einstieg · Firmenprofil · Unser Kunde ist eine renommierte internationale Bank mit Sitz in Frankfurt am Main. Als führender Akteur im Finanzsektor legt das Unternehmen großen Wert auf die Einhaltung von Anti-Ge ...
-
Compliance Analyst AML
vor 5 Tagen
Page Personnel Frankfurt am Main, Deutschland GanztagsFirmenprofil Unser Kunde ist eine renommierte internationale Bank mit Sitz in Frankfurt am Main. Als führender Akteur im Finanzsektor legt das Unternehmen großen Wert auf die Einhaltung von Anti-Geldwäsche (AML) Richtlinien und Compliance-Standards. · Aufgabengebiet Überwachung ...
-
Analyst/ Associate
vor 3 Tagen
DekaBank Frankfurt, Deutschland Voll- und NebenberuflichSie erwartet: · In Ihrer neuen Rolle unterstützen Sie den Deal Captain für die Akquisition und die Bearbeitung von Primär- und Sekundärmarktgeschäften für Projekt- und (strukturierten) Unternehmensfinanzierungen im Bereich Energie sowie Infrastruktur. · Sie unterstützen den Deal ...
-
AML Analyst
vor 1 Tag
BANK OF CHINA LIMITED Zweigniederlassung Frankfurt Frankfurt am Main, DeutschlandAs the most internationalized and diversified bank in China, Bank of China Group provides full range of financial services in China's Mainland, Hong Kong, Macau and other 64 countries. · Bank of China Ltd. Frankfurt, wholly-owned subsidiary by Bank of China Group, fully establish ...
-
NexInnovations Mainz, Deutschland**AML-Analyst - Compliance (Openbank) - Mutterschaftsvertretung 6-monatiger Vertrag** · Land: Spanien · Wir sind die 100% digitale Bank der Santander Gruppe und befinden uns derzeit in einem Prozess der technologischen Transformation und internationalen Expansion. Im Jahr 2017 ha ...
-
Associate - AML Sanctions (m/w/d)
vor 2 Wochen
Michael Page Frankfurt am Main, Deutschland GanztagsIntro · Weiterentwicklungsmöglichkeiten|Ein motivierendes Arbeitsumfeld · Firmenprofil · Unser Mandant ist eine sehr renommierte Corporate Investment Bank in Frankfurt am Main. · Aufgabengebiet · Sie beraten die Kollegen des operativen Betriebs und die Fachabteilungen hinsichtlic ...
-
Analyst - AML Sanctions (m/w/d)
vor 2 Wochen
Michael Page Frankfurt am Main, Deutschland GanztagsIntro · Weiterentwicklungsmöglichkeiten|Ein motivierendes Arbeitsumfeld · Firmenprofil · Unser Mandant ist eine sehr renommierte Corporate Investment Bank in Frankfurt am Main. · Aufgabengebiet · Sie beraten die Kollegen des operativen Betriebs und die Fachabteilungen hinsichtlic ...
-
Goldman Sachs Frankfurt am Main, Deutschland GanztagsOUR IMPACT · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. ...
-
Goldman Sachs Frankfurt am Main, Deutschland GanztagsCompliance, Financial Crime Compliance, AML Analyst/Associate - Frankfurt · OUR IMPACT · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes th ...
-
Goldman Sachs Frankfurt am Main, Deutschland GanztagsOUR IMPACT · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. ...
-
M&A - Analyst - Associate (m/w/d)
vor 1 Woche
SAIL Recruiting Frankfurt, DeutschlandM&A - Analyst - Associate (m(w/d) · Wir suchen für mehrere Elite Boutique in ganz Deutschland Bewirb dich jetzt · Standort: Frankfurt am Main und weitere · Deine Aufgaben: · Pitches, Teaser, Memoranden erstellen · Mitarbeit hochkomplexen Transaktionen und renommierten Mid- bis ...
-
M&A - Analyst - Associate (m/w/d)
vor 1 Woche
SAIL Recruiting Frankfurt am Main, DeutschlandM&A - Analyst - Associate (m(w/d) · Wir suchen für mehrere Elite Boutique in ganz Deutschland Bewirb dich jetzt · Standort: Frankfurt am Main und weitere · Deine Aufgaben: · Pitches, Teaser, Memoranden erstellen · Mitarbeit hochkomplexen Transaktionen und renommierten Mid- b ...
-
State Street Frankfurt, Deutschland OTHERWen wir suchen · Für unser Self Custody Germany Tax Team suchen wir ab sofort einen Business Analyst, der das Team in München oder Frankfurt unterstützt. · Wofür Sie verantwortlich sein werden · Als Business Analyst werden Sie · technische Lösungen für steuerrechtliche Änderungen ...
-
Associate - Credit Analyst
vor 5 Tagen
Goldman Sachs Frankfurt am Main, Deutschland GanztagsOur Risk division develops and manages comprehensive processes to monitor, assess, and manage the risk of expected and unexpected events that may have an adverse impact on the firm. Risk professionals execute critical day-to-day risk management activities, lead projects, and cont ...
-
Associate Business Analyst
vor 3 Tagen
Moody's Frankfurt, DeutschlandMoody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles. · Moody's is a global integrated r ...
-
Associate Business Analyst
vor 3 Tagen
Moody's Frankfurt, DeutschlandMoody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles. · Moody's is a global integrated r ...
-
Senior Analyst/Associate M&A
vor 4 Tagen
Banking Consult Executive Search Frankfurt, Deutschland CDIOur client (BB Investment Bank) is one of the world`s leading financial advisory firms that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. · Tasks · Our cli ...
-
German speaking Analyst/ Associate
vor 5 Tagen
Goldman Sachs Frankfurt am Main, Deutschland GanztagsPrivate Wealth Management (PWM) secures, develops and manages relationships with high net worth individuals, their families, family offices and foundations. PWM professionals develop customized investment strategies and offer a full array of wealth management products and service ...
Compliance, Financial Crime Compliance, AML Analyst/Associate - Frankfurt, Deutschland - Goldman Sachs
Beschreibung
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.Financial Crime Compliance (FCC) has primary responsibility for the execution of the firm's enterprise-wide Anti-Money Laundering (AML), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.
YOUR IMPACT
FCC's team covering Europe, the Middle East and Africa (EMEA), which is based in London and Warsaw, is seeking a professional with relevant skills and experience to work in the FCC EMEA investigations team in London. The candidate will carry out complex investigations to review all escalations received which may or may not require a report to a regulator/s. The various escalation sources include, however are not limited to, the business, regulatory enquiries, trade and transaction surveillance and ad-hoc requests.
The individual will be expected to be able to identify and fully document in accordance with Goldman Sachs' written policies and procedures all forms of market abuse (insider trading and market manipulation), suspicious asset movements, fraud and employee matters.
Additional responsibilities may include management information reporting, enhancing policies and procedures, perform certain regulatory filings, including STORs and SARs with regulators, training and working with internal audit when they conduct their reviews.
To achieve this, the relevant candidate will be required to:
SKILLS AND EXPERIENCE WE ARE LOOKING FOR
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
