Regulatory Strategy Senior Officer - Frankfurt am Main, Deutschland - JPMorgan Chase Bank, N.A.

Lena Wagner

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Lena Wagner

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Beschreibung

Job Summary:


Our Compliance Function:


With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face.

The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.


Regulatory Management within the Germany Compliance Team:

The Role and Key Responsibilities
You will support the management of JP Morgan's relationship with the European Central Bank (ECB), Deutsche Bundesbank and BaFin.

These are active and demanding regulatory relationships which will require from you a significant focus and attention by the individual in this role.


Key aspects of this role will involve:

  • Building and maintaining a strong working relationship with the supervision teams for all regulators and other staff as relevant;
  • Overseeing the schedule of meetings that JPMorgan has with our regulators making sure that all the logistics run smoothly, helping prepare senior management and others who interact with the regulators for meetings;
  • Overseeing the delivery of information to our regulators in a timely manner and tracking the various deliverables both regular and adhoc. Reviewing the quality of these submissions and taking action where necessary, keeping records of meetings and agreed actions / deliverables;
  • Oversee the management of regulatory examinations, reviews, information requests or other specific deliverables to our regulators working closely with the Compliance team and management as necessary
  • Providing timely and appropriate management information on regulatory liaison and relationship management within Compliance and also to broader stakeholders within the firm.
  • Providing briefing and training sessions as necessary on elements of JPMSE's supervision.
  • Develop a good awareness of other regulatory interactions in the region and support other team members in their interactions and relationship management with these other regulators.

Required qualifications, capabilities and skills

  • University degree in the area of Economic, Law, Business Administration or similar;
  • Ideally previous experience in dealing with and maintaining relationships with European or Global regulators within a large and complex financial services firm or experience working at a relevant regulator;
  • Good knowledge of key financial services regulation and EU regulations would be helpful gained in a bank, regulatory authority, consulting or law firm;
  • Strong team player willing to work closely across and with multiple teams where interdependencies will be strong and ongoing. Can do attitude with a willingness to help others in the team and external to the team. Willingness to go beyond the day to day to deliver excellence;
  • Strong analytical skills and ability to understand and interpret requirements;
  • Excellent communication and presentation skills, with the ability to translate complex regulatory issues into comprehensible messages for a range of audiences and levels (preferably in English & German);
  • Ability to think, plan and execute on multiple projects simultaneously in an organized manner;

Preferred qualifications, capabilities and skills:


  • Meticulous attention to detail, strong organizational skills and a commitment to ensuring that information provided to the firm's regulators is of a high standard;
  • The ability to offer robust and constructive challenge, at all corporate title levels and across different disciplines to become a trusted advisor to the business on regulatory relationship matters;
  • Ability to consider the regulators' position and understand, anticipate and react positively to their requirements and demands;
  • Ability to exercise sound judgement under pressure when faced with imperfect information.

We offer:


  • Supportive environment to combine work and family requirements: flexible work arrangements, plus special support for working parents in emergency situations with free emergency childcare services and our very own parentchild office
  • Financial stability: competitive salaries, pension provisions via the BVV and our very own pension plan as well as an accident insurance
  • Personal wellbeing: a range of offers available from onsite medical checks and vaccinations to educational sessions and a subsidised inhouse canteen, plus the option to increase your vacation entitlement to more than the standard 30 days pa
  • Create a workspace where you can be yourself: you can get involved in our local philanthropic agenda, join employee networking groups and the JPM Club for social activities
  • Build your career: benefit from our bespoke mentoring programme and a broad range of learning and development offerings
J.P. Morgan is a global leader in financial services, providing strategic advice and products to th

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