- Manage Compliance input for regular and ad-hoc regulatory audits
- Provide advise to the Global Markets business in relation to audit requests based, in particular, on MaComp and MaRisk
- Manage key Compliance controls in line with BaFin requirements (in particular MaComp, MaRisk) for foreign branches
- Coordinate audit input and related controls across the branches
- University degree
- 5+ years' Compliance or other relevant financial services experience.
- Strong knowledge of the European regulatory environment and of BaFin rules covered in the audits is key (e.g. MiFID2, MAR, MaComp etc.)
- Any knowledge of other local regulatory regimes (in Europe or globally) is an advantage
- Global Markets business & product knowledge
- Good interpersonal skills and effective written/oral communication skills.
- Detail-oriented with ability to multitask, organize and prioritize
- Fluent in English and German. Additional (European) languages are an advantage
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Compliance, Regulatory Affairs, Vice President, Frankfurt - Frankfurt am Main, Deutschland - Goldman Sachs
Beschreibung
OUR IMPACTOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
The role we are recruiting for is in the Regulatory Affairs team of the Compliance function based in Frankfurt providing coverage for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in maintaining the Compliance program for the activity of GSBE and support with the core Compliance function tasks as required by MaComp and MaRisk. This covers a broad spectrum of responsibilities which comprise but are not limited to the below:
Responsibilities:
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
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